What We Do
Continuing Disclosure
Private Business Use / Schedule K
Sustainable Finance Consulting
FOR ISSUERS AND OBLIGATED PERSONS – PREPARING AND DISSEMINATING ANNUAL REPORTS AND DISCLOSURE EVENT NOTICES
For more than 25 years, BLX has helped issuers and obligated persons comply with their obligations to provide continuing disclosure information to the public.
After the Securities Exchange Commission (SEC) adopted amendments to Rule 15c2-12 in 1994, many issuers of municipal bonds and certain other obligated persons turned to BLX to help them handle the practical effects of meeting these disclosure requirements. The SEC adopted amendments to Rule 15c2-12 that included additional disclosure events in 2010 and again in 2019.
Unlike other “disclosure” firms, BLX’s continuing disclosure services focus primarily on content and dissemination of annual reports and event notices while other firms focus just on dissemination.
Services include determining when annual reports are due, assisting obligated persons in assembling the required disclosure information, formatting the annual report, preparing disclosure event notices, and disseminating annual reports and disclosure event notices via EMMA.
